GroundRules
CORP § 25249
Where this section sits in the code
- Corporations Code - CORP
- TITLE 4. SECURITIES [25000. - 31528.]
- DIVISION 1. CORPORATE SECURITIES LAW OF 1968 [25000. - 25707.]
- PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS [25200. - 25256.]
- CHAPTER 4. General Provisions [25240. - 25256.]
If, after examination or investigation, the commissioner has reasonable grounds to believe that any broker-dealer or investment adviser is violating or has violated any law or rule binding upon it, the commissioner shall, by written order addressed to the broker-dealer or investment adviser, direct the discontinuance of the violation. The order shall be effective immediately, but shall not become final except in accordance with the provisions of Section 25251.
Collected 2026-09-14T05:56:33Z. Source file · JSON