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California · Through 2026-09-13

FIN § 1204

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Where this section sits in the code
  1. Financial Code - FIN
  2. DIVISION 1.1. BANKING [1000. - 1910.]
  3. CHAPTER 6. Securities [1200. - 1212.]

The commissioner shall charge and collect fees for applications filed under this chapter as fixed in this section.

(a) The fee for a negotiating permit shall be fifty dollars ($50).

(b) The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).

(c) The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent (0.1%) of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

Collected 2026-09-14T05:56:33Z. Source file · JSON

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