California · Through 2026-09-13

FIN § 18427.3

Where this section sits in the code

Financial Code - FIN
DIVISION 7. INDUSTRIAL LOAN COMPANIES [18000. - 18707.]
CHAPTER 5. Administration and Powers of the Commissioner [18339. - 18427.11.]
ARTICLE 5. Securities Transactions [18427. - 18427.11.]

The commissioner shall charge and collect fees for applications filed under this article as fixed in this section.

(a) The fee for a negotiating permit shall be fifty dollars ($50).

(b) The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).

(c) The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

Collected 2026-09-14T05:56:33Z. Source file · JSON

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