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District of Columbia · Through 2026-08-20 (D.C. Law 26-175)

D.C. Code § 31-5604.03: Additional exemptions.

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Where this section sits in the code
  1. Title 31. Insurance and Securities.
  2. Chapter 56. Securities.
  3. Subchapter IV. Exemption from Registration.

The Commissioner may, by rule or order, exempt any other security or transaction or class of securities or transactions from § 31-5603.01, § 31-5603.07, or § 31-5604.05. The Commissioner may, by rule or order, adopt a limited offering transactional exemption that will further the objectives of compatibility with the exemptions from securities registration under the Securities Act of 1933 and uniformity among the states.

Collected 2026-08-29T05:44:07Z. Source file · JSON

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