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us-gu · Through P.L. 38-133 (June 4, 2026)

13 GCA § 8303: Broker.

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Where this section sits in the code
  1. Title 13: Uniform Commercial Code
  2. Division 8: Investment Securities
  3. CHAPTER 3: PURCHASE

Broker means a person engaged for all or part of his time in the business of buying and selling securities, who in the transaction concerned acts for, or buys a security from or sells a security to a customer. Nothing in this division determines the capacity in which a person acts for purposes of any other statute or rule to which such person is subject.

Collected 2026-09-27T03:28:48Z. Source file · JSON

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