GroundRules
22 GCA § 46403: Filing of Sales and Advertising Literature.
Where this section sits in the code
- Title 22: Business Regulation
- Division 3 - Business and Professions Subject to Separate Licensing and Regulatory Requirements
- Chapter 46: Uniform Securities Act
- ARTICLE 4: GENERAL PROVISIONS
The Administrator may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security or transaction is exempted by § 46402.
Collected 2026-09-27T04:20:28Z. Source file · JSON