KRS 292.335: Fees for initial or renewal registration or notice filing.

(1) The fee for initial or renewal registration shall be, for:

(a) A broker-dealer, one hundred twenty dollars ($120);

(b) An investment adviser, one hundred dollars ($100);

(c) An agent, fifty dollars ($50);

(d) An investment adviser representative, fifty dollars ($50); and

(e) The transfer of an agent or investment adviser representative, fifty dollars

($50).

(2) The fee for initial or renewal notice filings shall be one hundred dollars ($100) for a

covered adviser.

(3) The fees required by subsections (1) and (2) of this section shall not be refundable.