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Maryland · Through 2026-01-01

Md. Code, Corporations and Associations § 11–417

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  1. Article - Corporations and Associations

On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $5,000 for any single violation of this title.

Collected 2026-09-14T19:56:43Z. Source file · JSON

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