GroundRules
32 M.R.S. §16301: Securities registration requirement
Where this section sits in the code
- TITLE 32: PROFESSIONS AND OCCUPATIONS
- CHAPTER 135: MAINE UNIFORM SECURITIES ACT
- SUBCHAPTER 3: REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES
It is unlawful for a person to offer or sell a security in this State unless:
1. Federal covered security. The security is a federal covered security;
2. Exempt from registration. The security, transaction or offer is exempted from registration under sections 16201 to 16203; or
3. Registered. The security is registered under this chapter.
Collected 2026-09-04T15:12:37Z. Source file · JSON