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Missouri · Through 2026 legislative session (floor)

Mo. Rev. Stat. § 409.605: Definitions.

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Where this section sits in the code
  1. Title XXVI - TRADE AND COMMERCE
  2. Chapter 409 - Regulation of Securities

As used in sections 409.600 to 409.630, the following terms shall mean:

(1) "Agencies" , the department of health and senior services and the commissioner of securities;

(2) "Agent" , shall have the same meaning as in section 409.1-102;

(3) "Broker-dealer" , shall have the same meaning as in section 409.1-102;

(4) "Financial exploitation" , the wrongful or unauthorized taking, withholding, appropriation, or use of money, real property, or personal property of a qualified adult;

(5) "Immediate family member" , a spouse, child, parent, or sibling of a qualified adult;

(6) "Investment adviser" , the same meaning as under section 409.1-102;

(7) "Investment adviser representative" , * the same meaning as under section 409.1-102;

(8) "Qualified adult" :

(a) A person sixty years of age or older; or

(b) A person who:

a. Has a disability as defined in section 192.2005; and

b. Is between the ages of eighteen and fifty-nine;

(9) "Qualified individual" :

(a) A broker-dealer;

(b) An investment adviser; or

(c) A person associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of his or her job.

Collected 2026-09-03T22:23:28Z. Source file · JSON

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