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Mississippi · Snapshot Mississippi Code Release 78 (2020-07), retrieved 2026-09-17

Miss. Code Ann. § 75-71-613: Amounts of civil and criminal penalties.

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Where this section sits in the code
  1. Title 75. Regulation of Trade, Commerce and Investments
  2. Chapter 71. Mississippi Securities Act of 2010
  3. Article 6. Administration and Judicial Review.

(a) Amount of civil disciplinary penalties imposed – registrants. The amount of the civil penalty or fine described in Section 75-71-412(c) is a maximum of Twenty-five Thousand Dollars ($25,000.00) for each violation.

(b) Amount of criminal penalties under Section 75-71-508. The amount of the criminal penalty or fine described in Section 75-71-508 is not more than Twenty-five Thousand Dollars ($25,000.00) for each violation.

(c) Amount of civil penalty under Section 75-71-603 – civil enforcement. The amount of the civil penalty described in Section 75-71-603(b)(2)(C) is a maximum of Twenty-five Thousand Dollars ($25,000.00) for each violation, provided that an additional civil penalty may be imposed up to a maximum of Fifteen Thousand Dollars ($15,000.00) for violations of the chapter committed against elders or disabled persons.

(d) Amount of civil penalty and further civil penalty under Section 75-71-604 – administrative enforcement. (1) The amount of the civil penalty described in Section 75-71-604(d) is a maximum of Twenty-five Thousand Dollars ($25,000.00) for each violation, provided that an additional civil penalty may be imposed up to a maximum of Fifteen Thousand Dollars ($15,000.00) for violations of the chapter committed against elders or disabled persons.

(2) The amount of the further civil penalty described in Section 75-71-604(g) is a maximum of Twenty-five Thousand Dollars ($25,000.00) for each violation.

Collected 2026-10-27T05:54:13Z. Source file · JSON

Compilation CC BY 4.0, Open US Law (Vaquill AI). GroundRules uses only the releases published under CC BY 4.0: from v2026.09 the compilation is licensed CC BY-NC 4.0, and GroundRules does not use those releases. Each affected row names its release in its vintage label. GroundRules parsed and filtered the compilation to retain enacted text. Source · License

Mississippi electronic product files were republished by Public.Resource.Org under a public-domain dedication. GroundRules uses enacted text from Release 78 only as a labeled supplement to the newer Open US Law rows. Source

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