GroundRules
← Search the law
New Hampshire · Through 2025 regular legislative session, or December 2025

RSA 402-A:4: Sales by Dealers.

Read at publisher ↗
Where this section sits in the code
  1. Title XXXVII: INSURANCE
  2. Chapter 402-A: INSIDER TRADING OF SECURITIES

The provisions of RSA 402-A:2 do not apply to any purchase and sale, or sale and purchase, and the provisions of RSA 402-A:3 do not apply to any sale, of an equity security of a domestic stock insurance company not then or theretofore held by him in an investment account, by a dealer in the ordinary course of his business and incident to the establishment or maintenance by him of a primary or secondary market (otherwise than on an exchange as defined in the Securities Exchange Act of 1934) for such security. The commissioner may, by such rules and regulations as he thinks necessary or appropriate in the public interest, define and prescribe terms and conditions with respect to securities held in an investment account and transactions made in the ordinary course of business and incident to the establishment or maintenance of a primary or secondary market.

Collected 2026-09-05T15:54:59Z. Source file · JSON

Browse this collection