NRS 90.220: “Broker-dealer” defined.
Where this section sits in the code
- TITLE 7 — BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES
- CHAPTER 90 - SECURITIES (UNIFORM ACT)
- GENERAL PROVISIONS
“Broker-dealer” means any person engaged in the business of effecting transactions in securities for the account of others or for the person’s own account. “Broker-dealer” does not include:
1. A sales representative;
2. An issuer, except when effecting transactions other than with respect to its own securities;
3. A depository institution; or
4. Any other person the Administrator by regulation or order designates.
Collected 2026-09-03T05:51:31Z. Source file · JSON