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Nevada · Through 2025 session (NRS as revised 2026-08-25) · Newer source version available

NRS 90.220: “Broker-dealer” defined.

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Where this section sits in the code
  1. TITLE 7 — BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES
  2. CHAPTER 90 - SECURITIES (UNIFORM ACT)
  3. GENERAL PROVISIONS

“Broker-dealer” means any person engaged in the business of effecting transactions in securities for the account of others or for the person’s own account. “Broker-dealer” does not include:

1. A sales representative;

2. An issuer, except when effecting transactions other than with respect to its own securities;

3. A depository institution; or

4. Any other person the Administrator by regulation or order designates.

Collected 2026-09-03T05:51:31Z. Source file · JSON

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