NRS 90.4535: Description of person “associated with” securities exchange or applicant for registration.
Where this section sits in the code
- TITLE 7 — BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES
- CHAPTER 90 - SECURITIES (UNIFORM ACT)
- REGISTRATION OF SECURITIES EXCHANGES
A person is “associated with” a securities exchange or an applicant for registration as such if the person is:
1. An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;
2. A partner, officer or director of a member of the securities exchange; or
3. An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934.
Collected 2026-09-03T05:51:31Z. Source file · JSON