NRS 90.457: Use of unregistered exchange by broker-dealer or representative prohibited.
Where this section sits in the code
- TITLE 7 — BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES
- CHAPTER 90 - SECURITIES (UNIFORM ACT)
- REGISTRATION OF SECURITIES
A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.
Collected 2026-09-03T05:51:31Z. Source file · JSON