N.Y. Banking Law § 513: Reports to superintendent

§ 513. Reports to superintendent. On or before the first day of April

in each year, every investment company shall make a written report to

the superintendent of financial services which shall contain a statement

of its condition on the morning of the first day of January in said year

and shall be in the form and contain the matters prescribed by the

superintendent. The superintendent may, however, in his discretion

accept from an investment company which has branches in a foreign

country or countries, a report containing a statement of its condition

as of a date not later than the first day of January and not earlier

than the first day of November in the preceding year. Every such report

shall be subscribed and affirmed as true under the penalties of perjury,

according to the best of their knowledge and belief, by the two

principal officers of the investment company at the time of such

subscription, and shall state that the usual business of the investment

company has been transacted at the location or locations required by

this article and not elsewhere.

Every such investment company shall also make such other special

reports to the superintendent as he may from time to time require, which

shall be in such form and filed at such date as may be prescribed by the

superintendent and shall, if required by him, be subscribed and affirmed

as true under the penalties of perjury.