N.Y. Criminal Procedure Law § 400.40: Procedure for determining prior convictions for the purpose of sentence in certain cases

§ 400.40 Procedure for determining prior convictions for the purpose of

sentence in certain cases.

1. Applicability. Where a conviction is entered for an unclassified

misdemeanor or for a traffic infraction and the authorized sentence

depends upon whether the defendant has a previous judgment of conviction

for an offense, or where a conviction is entered for a violation defined

outside the penal law and the amount of the fine authorized by the law

defining such violation depends upon whether the defendant has a

previous judgment of conviction for an offense, such issue is determined

as provided in this section.

2. Statement to be filed. If it appears that the defendant has a

previous judgment of conviction and if the court is required, or in its

discretion desires, to impose a sentence that would not be authorized in

the absence of such previous judgment, a statement must be filed after

conviction and before sentence setting forth the date and place of the

previous judgment or judgments and the court must conduct a hearing to

determine whether the defendant is the same person mentioned in the

record of such judgment or judgments. In any case where an increased

sentence is mandatory, the statement may be filed by the court or by the

prosecutor. In any case where an increased sentence is discretionary,

the statement may be filed only by the court.

3. Preliminary examination. The defendant must be given a copy of

such statement and the court must ask him whether he admits or denies

such prior judgment or judgments. If the defendant denies the same or

remains mute, the court may proceed with the hearing and, where the

increased sentence is mandatory, it must impose such.

4. Time for hearing. In any case where a copy of the statement was

not received by the defendant at least two days prior to the preliminary

examination, the court must upon request of the defendant grant an

adjournment of at least two days before proceeding with the hearing.

5. Manner of conducting hearing. A hearing pursuant to this section

must be before the court without a jury. The burden of proof is upon

the people and a finding that the defendant has been convicted of any

offense alleged in the statement must be based upon proof beyond a

reasonable doubt by evidence admissible under the rules applicable to

trial of the issue of guilt.