N.Y. General Business Law § 339-f: Delivery to customers of memoranda of transactions by brokers

§ 339-f. Delivery to customers of memoranda of transactions by

brokers. A person engaged in the business of purchasing or selling as

broker stocks, bonds and other evidences of debt of corporations,

companies or associations shall deliver to each customer on whose behalf

a purchase or sale of such securities is made by him a statement or

memorandum of such purchase or sale, a description of the securities

purchased or sold, the name of the person, firm or corporation from whom

such securities were purchased, or to which the same were sold, and the

day, and the hours between which the transaction took place. A broker

who refuses to deliver such statement or memorandum to a customer within

twenty-four hours after a written demand therefor, or who delivers a

statement or memorandum which is false in any material respect, is

guilty of a misdemeanor.