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Rhode Island · Through site files published 2025-08-13 · Newer source version available

R.I. Gen. Laws § 7-11-301: Registration requirement.

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Where this section sits in the code
  1. Title 7 Corporations, Associations, and Partnerships
  2. Chapter 11 Rhode Island Uniform Securities Act
  3. Part III Registration of Securities

A person may not offer to sell or sell a security in this state unless the security:

(1) Is registered under this chapter;

(2) The security or transaction is exempt under this chapter; or

(3) It is a federal covered security.

Collected 2026-09-05T19:19:14Z. Source file · JSON

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