Texas · Through 89th 2nd Called Legislative Session, 2025

Tex. Government Code § 4002.159: RECORD OF CERTAIN FILINGS AND ORDERS.

Where this section sits in the code

GOVERNMENT CODE
TITLE 12. SECURITIES ACT
CHAPTER 4002. STATE SECURITIES BOARD AND SECURITIES COMMISSIONER
SUBCHAPTER D. POWERS AND DUTIES OF BOARD AND COMMISSIONER

(a) The commissioner shall maintain a record of:

(1) the names and addresses of all registered dealers, registered agents, registered investment advisers, registered investment adviser representatives, and persons who have submitted a notice filing under this title; and

(2) all orders of the commissioner denying, suspending, or revoking a registration.

(b) A record maintained under Subsection (a) must be open for public inspection.

(c) This section does not apply to information made confidential by Section 4002.161, 4007.052, or 4007.056 or other law.

Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.

Collected 2026-08-27T01:47:16Z. Source file · JSON

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