Texas · Through 89th 2nd Called Legislative Session, 2025

Tex. Government Code § 4007.107: HEARINGS ON CERTAIN MATTERS.

(a) A person or company may request a hearing to dispute the commissioner's:
(1) failure or refusal to:
(A) register and issue a certificate of registration for a dealer or investment adviser under Section 4004.054; or
(B) register and issue evidence of registration for an agent or investment adviser representative under Section 4004.104;
(2) issuance of an order under Section 4007.101, 4007.102, 4007.103, or 4007.104; or
(3) taking of an action in any other particular matter for which no other procedure is specified by this title.
(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.
(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A, Chapter 4003, or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003, the board or a hearings officer, as required by law, shall conduct a hearing.
(d) A hearing under this section is subject to Chapter 2001.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.

Where this section sits in the code

GOVERNMENT CODE
TITLE 12. SECURITIES ACT
CHAPTER 4007. ENFORCEMENT
SUBCHAPTER C. ADMINISTRATIVE ACTIONS

(a) A person or company may request a hearing to dispute the commissioner's:

(1) failure or refusal to:

(A) register and issue a certificate of registration for a dealer or investment adviser under Section 4004.054; or

(B) register and issue evidence of registration for an agent or investment adviser representative under Section 4004.104;

(2) issuance of an order under Section 4007.101, 4007.102, 4007.103, or 4007.104; or

(3) taking of an action in any other particular matter for which no other procedure is specified by this title.

(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.

(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A, Chapter 4003, or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003, the board or a hearings officer, as required by law, shall conduct a hearing.

(d) A hearing under this section is subject to Chapter 2001.

Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.

Collected 2026-08-27T01:47:16Z. Source file · JSON

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