Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-20-140: Changing connection from one broker-dealer to another

Where this section sits in the code

Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer
Part II. Broker-Dealer Agents

A broker-dealer agent who changes connection from one broker-dealer to another shall comply with 21VAC5-20-90.

Collected 2026-09-14T04:53:33Z. Source file · JSON