GroundRules
21VAC5-20-50: Termination of registration
Where this section sits in the code
- Title 21. Securities And Retail Franchising
- Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
- Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer
- Part I. Broker-Dealers
A. When a FINRA member broker-dealer desires to terminate its registration, it shall file Form BDW in compliance with all requirements of CRD and in full compliance with the regulations prescribed by the commission.
B. Any non-FINRA member broker-dealer shall file a Form BDW with the commission at its Division of Securities and Retail Franchising.
Collected 2026-09-14T04:53:33Z. Source file · JSON