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Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-40-160: Canadian securities

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Where this section sits in the code
  1. Title 21. Securities And Retail Franchising
  2. Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
  3. Chapter 40. Exempt Securities and Transactions

In accordance with § 13.1-514 A 13 of the Act, an offer or sale of a security issued by an issuer organized under the laws of Canada or any Canadian province or territory and effected by a Canadian broker-dealer registered pursuant to 21VAC5-20-85 and its agent registered pursuant to 21VAC5-20-155 are exempted from the securities registration requirements of the Act.

Collected 2026-09-14T04:53:34Z. Source file · JSON

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