GroundRules
21VAC5-80-100: Updates and amendments
Where this section sits in the code
- Title 21. Securities And Retail Franchising
- Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
- Chapter 80. Investment Advisors
- Part II. Investment Advisor Representative Registration, Expiration, Updates and Amendments, Termination, and Changing Connection from One Investment Advisor to Another
An investment advisor representative shall amend or update Form U4 as information becomes inaccurate. A Form U4 must be filed within 30 days of an amendment or update. All filings shall be made in compliance with all requirements of CRD.
Collected 2026-09-14T04:53:34Z. Source file · JSON