Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-80-120: Changing a connection from one investment advisor or federal covered advisor to another

Where this section sits in the code

Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 80. Investment Advisors
Part II. Investment Advisor Representative Registration, Expiration, Updates and Amendments, Termination, and Changing Connection from One Investment Advisor to Another

An investment advisor representative who changes connection from one investment advisor or federal covered advisor to another shall comply with 21VAC5-80-70.

Collected 2026-09-14T04:53:34Z. Source file · JSON

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