GroundRules
21VAC5-80-230: Clarification of investment advisor representative
Where this section sits in the code
- Title 21. Securities And Retail Franchising
- Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
- Chapter 80. Investment Advisors
- Part V. Miscellaneous
For purposes of clause (iv) of the definition of "investment advisor representative" in § 13.1-501 of the Act, an individual is deemed to have prepared reports or analyses concerning securities if that individual is identified to a client as having prepared such reports or analyses.
Collected 2026-09-14T04:53:34Z. Source file · JSON