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West Virginia · Through as of 2026-08-03; contains at least the enactments of the 2026 Regular Session · Newer source version available

W. Va. Code § 32-4-403: Filing of sales and advertising literature.

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Where this section sits in the code
  1. CHAPTER 32. UNIFORM SECURITIES ACT.
  2. ARTICLE 4. GENERAL PROVISIONS.

Any prospectus, pamphlet, circular, form letter, advertisement or any other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, shall be filed with the commissioner before it is used, disseminated or distributed unless the security or transaction is exempted by section 402.

Collected 2026-09-06T00:28:14Z. Source file · JSON

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