GroundRules
← Search the law
West Virginia · Through as of 2026-08-03; contains at least the enactments of the 2026 Regular Session · Newer source version available

W. Va. Code § 32-6-605: Third-Party Disclosures.

Read at publisher ↗
Where this section sits in the code
  1. CHAPTER 32. UNIFORM SECURITIES ACT.
  2. ARTICLE 6. THE PROTECTION OF ELIGIBLE ADULTS FROM FINANCIAL EXPLOITATION.

If a broker-dealer or investment adviser reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the broker-dealer or investment adviser may notify any reasonably associated individuals. Disclosure may not be made to any third party that is suspected of financial exploitation or other abuse of the eligible adult.

Collected 2026-09-06T00:28:14Z. Source file · JSON

Browse this collection