12 CFR 16.30: Request for interpretive advice or no-objection letter.
Where this section sits in the code
- Title 12—Banks and Banking
- CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
- PART 16—SECURITIES OFFERING DISCLOSURE RULES
Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:
(a) File a copy of the request, including any supporting attachments, with the OCC's Law Department at the address provided at www.occ.gov;
(b) Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and
(c) Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.
Collected 2026-08-27T02:24:16Z. Source file · JSON