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Federal regulations · Through 2026-08-25 · Newer source version available

12 CFR 16.30: Request for interpretive advice or no-objection letter.

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Where this section sits in the code
  1. Title 12—Banks and Banking
  2. CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
  3. PART 16—SECURITIES OFFERING DISCLOSURE RULES

Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:

(a) File a copy of the request, including any supporting attachments, with the OCC's Law Department at the address provided at www.occ.gov;

(b) Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and

(c) Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.

Collected 2026-08-27T02:24:16Z. Source file · JSON

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