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Federal regulations · Through 2026-08-25 · Newer source version available

12 CFR 341.4: Amendments to registration.

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Where this section sits in the code
  1. Title 12—Banks and Banking
  2. CHAPTER III—FEDERAL DEPOSIT INSURANCE CORPORATION
  3. SUBCHAPTER B—REGULATIONS AND STATEMENTS OF GENERAL POLICY
  4. PART 341—REGISTRATION OF SECURITIES TRANSFER AGENTS

(a) Within 60 calendar days following the date which any information reported on Form TA-1 becomes inaccurate, misleading, or incomplete, the registrant shall file an amendment on Form TA-1 correcting the inaccurate, misleading, or incomplete information.

(b) The filing of an amendment to an application for registration as a transfer agent under § 341.3, which registration has not become effective, shall postpone the effective date of the registration for 30 days following the date on which the amendment is filed unless the FDIC accelerates, denies, or postpones the registration in accordance with section 17A(c) of the Act.

Collected 2026-08-27T02:24:16Z. Source file · JSON

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