GroundRules
13 CFR 107.506: Safeguarding Licensee's assets/Internal controls.
Where this section sits in the code
- Title 13—Business Credit and Assistance
- CHAPTER I—SMALL BUSINESS ADMINISTRATION
- PART 107—SMALL BUSINESS INVESTMENT COMPANIES
- Subpart E—Managing the Operations of a Licensee
You must adopt a plan to safeguard your assets and monitor the reliability of your financial data, personnel, Portfolio, funds and equipment. You must provide your bank and custodian with a certified copy of your resolution or other formal document describing your control procedures.
Collected 2026-08-27T02:24:18Z. Source file · JSON