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US Code · Through Public Law 119-103 (09/02/2026) · Newer source version available

15 U.S.C. § 80b–17: Penalties

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Where this section sits in the code
  1. Title 15—COMMERCE AND TRADE
  2. CHAPTER 2D—INVESTMENT COMPANIES AND ADVISERS

Any person who willfully violates any provision of this subchapter, or any rule, regulation, or order promulgated by the Commission under authority thereof, shall, upon conviction, be fined not more than $10,000, imprisoned for not more than five years, or both.

Collected 2026-09-10T05:56:39Z. Source file · JSON

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