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Federal regulations · Through 2026-08-25 · Newer source version available

16 CFR 802.60: Acquisitions by securities underwriters.

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Where this section sits in the code
  1. Title 16—Commercial Practices
  2. CHAPTER I—FEDERAL TRADE COMMISSION
  3. SUBCHAPTER H—RULES, REGULATIONS, STATEMENTS AND INTERPRETATIONS UNDER THE HART-SCOTT-RODINO ANTITRUST IMPROVEMENTS ACT OF 1976
  4. PART 802—EXEMPTION RULES

An acquisition of voting securities by a person acting as a securities underwriter, in the ordinary course of business, and in the process of underwriting, shall be exempt from the requirements of the act.

Collected 2026-08-27T02:24:29Z. Source file · JSON

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