GroundRules
17 CFR 170.10: Proficiency examinations (sections 4p and 17(p) of the Act).
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
- PART 170—REGISTERED FUTURES ASSOCIATIONS
- Subpart A—Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
A futures association may prescribe different training standards and proficiency examinations for persons registered in more than one capacity: Provided, That nothing contained in the Act or these regulations, including any exemption from registration for persons registered in another capacity, shall be deemed to preclude the establishment of training standards and a proficiency examination requirement for functions performed in such other capacity.
Collected 2026-08-27T02:24:31Z. Source file · JSON