GroundRules
17 CFR 171.45: General procedures.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
- PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
- Subpart D—Commission Review of Decisions by the National Futures Association In Member Responsibility Actions
The following procedural rules applicable to review of decisions of the National Futures Association in disciplinary, membership denial and registration actions shall also apply to the review of decisions of the National Futures Association in member responsibility actions:
(a) Section 171.24 Submission of the Record.
(b) Section 171.25 Appeal Brief.
(c) Section 171.26 Answering Brief.
(d) Section 171.27 Limited Participation By Interested Persons.
(e) Section 171.28 Participation By Commission Staff.
(f) Section 171.30 Scope of Review.
(g) Section 171.31 Commission Review In the Absence of An Appeal.
(h) Section 171.32 Oral Argument.
(i) Section 171.33 Final Decision By the Commission.
Collected 2026-08-27T02:24:31Z. Source file · JSON