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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 200.735-5: -5 Securities transactions.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  4. Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission

Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

Collected 2026-08-27T02:24:31Z. Source file · JSON

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