17 CFR 200.800: OMB control numbers assigned pursuant to the Paperwork Reduction Act.

(a) Purpose. This subpart collects and displays the control numbers assigned to information collection requirements of the Commission by the Office of Management and Budget pursuant to the Paperwork Reduction Act of 1980, 44 U.S.C. 3500 et seq. This subpart displays current OMB control numbers for those information collection requirements of the Commission that are rules and regulations and codified in this title either in full text or incorporated by reference with the approval of the Director of the Office of the Federal Register.

(b) Display.

Information collection requirement 17 CFR part or section where identified and described Current OMB control No.

Rule 139b 230.139b 3235-0769

Rule 147(f)(1)(iii) 230.147(f)(1)(iii) 3235-0756

Rule 147A(f)(1)(iii) 230.147A(f)(1)(iii) 3235-0757

Rule 154 230.154 3235-0495

Rule 163 230.163 3235-0619

Rule 173 230.173 3235-0618

Rule 192 230.192 3235-0807

Rule 236 230.236 3235-0095

Rule 237 230.237 3235-0528

Rule 239 230.239 3235-0687

Regulation A 230.251 through 230.263 3235-0286

Rule 425 230.425 3235-0521

Rule 433 230.433 3235-0617

Rule 477 230.477 3235-0550

Rule 482 230.482 3235-0565

Rule 489 230.489 3235-0411

Rule 498 230.498 3235-0648

Rule 498A 230.498A 3235-0765

Regulation D 230.500 through 230.508 3235-0076

Regulation E 230.601 through 230.610a 3235-0232

Rule 604 230.604 3235-0232

Rule 605 230.605 3235-0232

Rule 607 230.607 3235-0747

Rule 609 230.609 3235-0233

Rule 701 230.701 3235-0522

Regulation S 230.901 through 230.905 3235-0357

Rule 405 232.405 3235-0645

Form S-1 239.11 3235-0065

Form S-2 239.12 3235-0072

Form S-3 239.13 3235-0073

Form N-2 239.14 3235-0026

Form N-1A 239.15A 3235-0307

Form S-6 239.16 3235-0184

Form S-8 239.16b 3235-0066

Form N-3 239.17a 3235-0316

Form N-4 239.17b 3235-0318

Form S-11 239.18 3235-0067

Form N-14 239.23 3235-0336

Form N-5 239.24 3235-0169

Form S-4 239.25 3235-0324

Form F-1 239.31 3235-0258

Form F-3 239.33 3235-0256

Form F-4 239.34 3235-0325

Form F-6 239.36 3235-0292

Form F-7 239.37 3235-0383

Form F-8 239.38 3235-0378

Form F-10 239.40 3235-0380

Form F-80 239.41 3235-0404

Form F-X 239.42 3235-0379

Form F-N 239.43 3235-0411

Form SF-1 239.44 3235-0707

Form SF-3 239.45 3235-0690

Form ID 239.63 3235-0328

Form SE 239.64 3235-0327

Form TH 239.65 3235-0425

Form 1-A 239.90 3235-0286

Form 1-K 239.91 3235-0720

Form 1-SA 239.92 3235-0721

Form 1-U 239.93 3235-0722

Form 1-Z 239.94 3235-0723

Form 144 239.144 3235-0101

Form 1-E 239.200 3235-0232

Form CB 239.800 3235-0518

Form C 239.900 3235-0716

Rule 6a-1 240.6a-1 3235-0017

Rule 6a-3 240.6a-3 3235-0021

Rule 6a-4 240.6a-4 3235-0554

Rule 6h-1 240.6h-1 3235-0555

Rule 8c-1 240.8c-1 3235-0514

Rule 9b-1 240.9b-1 3235-0480

Rule 10a-1 240.10a-1 3235-0475

Rule 10b5-1 240.10b5-1 3235-0801

Rule 10b-10 240.10b-10 3235-0444

Rule 10b-17 240.10b-17 3235-0476

Rule 10b-18 240.10b-18 3235-0474

Rule 10A-1 240.10A-1 3235-0468

Rule 11a1-1(T) 240.11a1-1(T) 3235-0478

Rule 12a-5 240.12a-5 3235-0079

Rule 12d1-3 240.12d1-3 3235-0109

Rule 12d2-1 240.12d2-1 3235-0081

Rule 12d2-2 240.12d2-2 3235-0080

Rule 12f-1 240.12f-1 3235-0128

Rule 12g3-2 240.12g3-2 3235-0119

Rule 12h-1(f) 240.12h-1(f) 3235-0632

Rule 13a-16 240.13a-16 3235-0116

Regulation 13D/G 240.13d-1 through 240.13d-7 3235-0145

Schedule 13D 240.13d-101 3235-0145

Schedule 13G 240.13d-102 3235-0145

Rule 13e-1 240.13e-1 3235-0305

Rule 13e-3 240.13e-3 3235-0007

Schedule 13E-3 240.13e-100 3235-0007

Schedule 13e-4F 240.13e-101 3235-0375

Regulation 14A 240.14a-1 through 240.14a-12 3235-0059

Schedule 14A 240.14a-101 3235-0059

Rule 14a-103 240.14a-103 3235-0452

Rule 14a-104 240.14a-104 3235-0452

Regulation 14C 240.14c-1 3235-0057

Schedule 14C 240.14c-101 3235-0057

Regulation 14D 240.14d-1 through 240.14d-9 3235-0102

Schedule TO 240.14d-100 3235-0515

Schedule 14D-1 240.14d-101 3235-0102

Schedule 14D-9 240.14d-101 3235-0102

Schedule 14D-1F 240.14d-102 3235-0376

Schedule 14D-9F 240.14d-103 3235-0382

Regulation 14E 240.14e-1 through 240.14e-2 3235-0102

Rule 14f-1 240.14f-1 3235-0108

Regulation 14N 240.14n-1 through 240.14n-101 3235-0655

Schedule 14N 240.14n-101 3235-0655

Rule 15a-4 240.15a-4 3235-0010

Rule 15a-6 240.15a-6 3235-0371

Rule 15b1-1 240.15b1-1 3235-0012

Rule 15b6-1(a) 240.15b6-1(a) 3235-0018

Rule 15c1-5 240.15c1-5 3235-0471

Rule 15c1-6 240.15c1-6 3235-0472

Rule 15c1-7 240.15c1-7 3235-0134

Rule 15c2-1 240.15c2-1 3235-0485

Rule 15c2-5 240.15c2-5 3235-0198

Rule 15c2-7 240.15c2-7 3235-0479

Rule 15c2-8 240.15c2-8 3235-0481

Rule 15c2-11 240.15c2-11 3235-0202

Rule 15c2-12 240.15c2-12 3235-0372

Rule 15c3-1 240.15c3-1 3235-0200

Rule 15c3-1(c)(13) 240.15c3-1(c)(13) 3235-0499

Appendix F to Rule 15c3-1 240.15c-1f 3235-0496

Rule 15c3-3 240.15c3-3 3235-0078

Rule 15c3-4 240.15c3-4 3235-0497

Rule 15d-16 240.15d-16 3235-0116

Rule 15g-2 240.15g-2 3235-0434

Rule 15g-3 240.15g-3 3235-0392

Rule 15g-4 240.15g-4 3235-0393

Rule 15g-5 240.15g-5 3235-0394

Rule 15g-6 240.15g-6 3235-0395

Rule 15g-9 240.15g-9 3235-0385

Rule 15Aj-1 240.15Aj-1 3235-0044

Rule 15Ba2-1 240.15Ba2-1 3235-0083

Rule 15Ba2-5 240.15Ba2-5 3235-0088

Rule 15Bc3-1 240.15Bc3-1 3235-0087

Rule 15Ga-2 240.15Ga-2 3235-0675

Rule 17a-1 240.17a-1 3235-0208

Rule 17a-2 240.17a-2 3235-0201

Rule 17a-3 240.17a-3 3235-0033

Rule 17a-3(a)(16) 240.17a-3(a)(16) 3235-0508

Rule 17a-4 240.17a-4 3235-0279

Rule 17a-4(b)(10) 240.17a-4(b)(10) 3235-0506

Rule 17a-5 240.17a-5 3235-0123

Rule 17a-5(c) 240.17a-5(c) 3235-0199

Rule 17a-6 240.17a-6 3235-0489

Rule 17a-7 240.17a-7 3235-0131

Rule 17a-8 240.17a-8 3235-0092

Rule 17a-9T 240.17a-9T 3235-0524

Rule 17a-10 240.17a-10 3235-0122

Rule 17a-11 240.17a-11 32350085

Rule 17a-12 240.17a-12 3235-0498

Rule 17a-13 240.17a-13 3235-035

Rule 17a-19 240.17a-19 3235-0133

Rule 17a-22 240.17a-22 3235-0196

Rule 17a-25 240.17a-25 3235-0540

Rule 17f-1(b) 240.17f-1(b) 3235-0032

Rule 17f-1(c) 240.17f-1(c) 3235-0037

Rule 17f-1(g) 240.17f-1(g) 3235-0290

Rule 17f-2(a) 240.17f-2(a) 3235-0034

Rule 17f-2(c) 240.17f-2(c) 3235-0029

Rule 17f-2(d) 240.17f-2(d) 3235-0028

Rule 17f-2(e) 240.17f-2(e) 3235-0031

Rule 17f-5 240.17f-5 3235-0269

Rule 17h-1T 240.17h-1T 3235-0410

Rule 17h-2T 240.17h-2T 3235-0410

Rule 17Ab2-1 240.17Ab2-1 3235-0195

Rule 17Ac2-1 240.17Ac2-1 3235-0084

Rule 17Ad-2(c), (d), and (h) 240.17Ad-2(c), (d), and (h) 3235-0130

Rule 17Ad-3(b) 240.17Ad-3(b) 3235-0473

Rule 17Ad-4(b) and (c) 240.17Ad-4(b) and (c) 3235-0341

Rule 17Ad-6 240.17Ad-6 3235-0291

Rule 17Ad-7 240.17Ad-7 3235-0291

Rule 17Ad-10 240.17Ad-10 3235-0273

Rule 17Ad-11 240.17Ad-11 3235-0274

Rule 17Ad-13 240.17Ad-13 3235-0275

Rule 17Ad-15 240.17Ad-15 3235-0409

Rule 17Ad-16 240.17Ad-16 3235-0413

Rule 17Ad-17 240.17Ad-17 3235-0469

Rule 19b-1 240.19b-1 3235-0354

Rule 19b-4 240.19b-4 3235-0045

Rule 19b-4(e) 240.19b-4(e) 3235-0504

Rule 19b-5 240.19b-5 3235-0507

Rule 19b-7 240.19b-7 3235-0553

Rule 19d-1 240.19d-1 3235-0206

Rule 19d-2 240.19d-2 3235-0205

Rule 19d-3 240.19d-3 3235-0204

Rule 19h-1 240.19h-1 3235-0259

Rule 24b-1 240.24b-1 3235-0194

Rule 101 242.101 3235-0464

Rule 102 242.102 3235-0467

Rule 103 242.103 3235-0466

Rule 104 242.104 3235-0465

Rule 301 242.301 3235-0509

Rule 302 242.302 3235-0510

Rule 303 242.303 3235-0505

Rule 604 242.604 3235-0462

Rule 605 242.605 3235-0542

Rule 606 242.606 3235-0541

Rule 607 242.607 3235-0435

Rule 608 242.608 3235-0500

Rule 609 242.609 3235-0043

Rule 611 242.611 3235-0600

Regulation FD 243.100 through 243.103 3235-0536

Regulation RR 244.1 through 244.22 3235-0712

Regulation G 244.100 through 244.102 3235-0576

Regulation BTR 245.100 through 245.104 3235-0579

Regulation S-P Part 248 3235-0537

Rule 248.30 248.30 3235-0610

Regulation S-ID 248.201 3235-0692

Form 1 249.1 3235-0017

Form 1-N 249.10 3235-0554

Form 25 249.25 3235-0080

Form 26 249.26 3235-0079

Form 3 249.103 3235-0104

Form 4 249.104 3235-0287

Form 5 249.105 3235-0362

Form 8-A 249.208a 3235-0056

Form 10 249.210 3235-0064

Form 18 249.218 3235-0121

Form 20-F 249.220f 3235-0288

Form 40-F 249.240f 3235-0381

Form 6-K 249.306 3235-0116

Form 8-K 249.308 3235-0060

Form 10-Q 249.308a 3235-0070

Form 10-K 249.310 3235-0063

Form 11-K 249.311 3235-0082

Form 10-D 249.312 3235-0604

Form 18-K 249.318 3235-0120

Form 12B-25 249.322 3235-0058

Form 15 249.323 3235-0167

Form 15F 249.324 3235-0621

Form 13F 249.325 3235-0006

Form SE 249.444 3235-0327

Form ID 249.446 3235-0328

Form DF 249.448 3235-0482

Form BD 249.501 3235-0012

Form BDW 249.501a 3235-0018

Form BD-N 249.501b 3235-0556

Form X-17A-5 249.617 3235-0123

Form X-17A-19 249.635 3235-0133

Form ATS 249.637 3235-0509

Form ATS-R 249.638 3235-0509

Form CRS 249.640 3235-0766

Form X-15AJ-1 249.802 3235-0044

Form X-15AJ-2 249.803 3235-0044

Form 19b-4 249.819 3235-0045

Form 19b-4(e) 249.820 3235-0504

Form Pilot 249.821 3235-0507

Form SIP 249.1001 3235-0043

Form MSD 249.1100 3235-0083

Form MSDW 249.1110 3235-0087

Form X-17F-1A 249.1200 3235-0037

Form ABS-15G 249.1400 3235-0675

Form ABS-EE 249.1401 3235-0706

Form TA-1 249b.100 3235-0084

Form TA-W 249b.101 3235-0151

Form TA-2 249b.102 3235-0337

Form CA-1 249b.200 3235-0195

Form SD 249b.400 3235-0697

Rules 7a-15 through 7a-37 260.7a-15 through 260.7a-37 3235-0132

Form T-1 269.1 3235-0110

Form T-2 269.2 3235-0111

Form T-3 269.3 3235-0105

Form T-4 269.4 3235-0107

Form ID 269.7 3235-0328

Form SE 269.8 3235-0327

Form T-6 269.9 3235-0391

Rule 0-1 270.0-1 3235-0531

Rule 0-2 270.0-2 3235-0636

Rule 0-4 270.0-4 3235-0633

Rule 0-5 270.0-5 3235-0780

Rule 2a-5 270.2a-5 3235-0779

Rule 2a-7 270.2a-7 3235-0268

Rule 2a19-1 270.2a19-1 3235-0332

Rule 3a-4 270.3a-4 3235-0459

Rule 3a-8 270.3a-8 3235-0574

Rule 6c-7 270.6c-7 3235-0276

Rule 6e-2 270.6e-2 3235-0177

Rule 6c-11 270.6c-11 3235-0764

Rule 7d-1 270.7d-1 3235-0311

Rule 7d-2 270.7d-2 3235-0527

Section 8(b) of the Investment Company Act of 1940 270.8b-1 through 270.8b-32 3235-0176

Rule 10f-3 270.10f-3 3235-0226

Rule 11a-2 270.11a-2 3235-0272

Rule 11a-3 270.11a-3 3235-0358

Rule 12b-1 270.12b-1 3235-0212

Rule 12d1-1 270.12d1-1 3235-0584

Rule 12d1-4 270.12d1-4 3235-0639

Rule 12d3-1 270.12d3-1 3235-0561

Rule 17a-6 270.17a-6 3235-0564

Rule 17a-7 270.17a-7 3235-0214

Rule 17a-8 270.17a-8 3235-0235

Rule 17a-10 270.17a-10 3235-0563

Rule 17d-1 270.17d-1 3235-0562

Rule 17e-1 270.17e-1 3235-0217

Rule 17f-1 270.17f-1 3235-0222

Rule 17f-2 270.17f-2 3235-0223

Rule 17f-4 270.17f-4 3235-0225

Rule 17f-6 270.17f-6 3235-0447

Rule 17f-7 270.17f-7 3235-0529

Rule 17g-1(g) 270.17g-1(g) 3235-0213

Rule 17j-1 270.17j-1 3235-0224

Rule 18f-1 270.18f-1 3235-0211

Rule 18f-3 270.18f-3 3235-0441

Rule 18f-4 270.18f-4 3235-0776

Rule 19a-1 270.19a-1 3235-0216

Rule 20a-1 270.20a-1 3235-0158

Rule 22c-1 270.22c-1 3235-0734

Rule 22c-2 270.22c-2 3235-0620

Rule 22d-1 270.22d-1 3235-0310

Rule 22e-3 270.22e-3 3235-0658

Rule 22e-4 270.22e-4 3235-0737

Rule 23c-1 270.23c-1 3235-0260

Rule 23c-3 270.23c-3 3235-0422

Rule 27e-1 270.27e-1 3235-0545

Rule 30b2-1 270.30b2-1 3235-0220

Rule 30e-2 270.30e-2 3235-0494

Rule 30e-1 270.30e-1 3235-0025

Rule 30e-3 270.30e-3 3235-0758

Rule 31a-1 270.31a-1 3235-0178

Rule 31a-2 270.31a-2 3235-0179

Rule 31a-4 270.31a-4 3235-0783

Rule 32a-4 270.32a-4 3235-0530

Rule 34b-1 270.34b-1 3235-0346

Rule 35d-1 270.35d-1 3235-0548

Rule 38a-1 270.38a-1 3235-0586

Investment Company Interactive Data Part 274 3235-0642

Form N-5 274.5 3235-0169

Form N-8A 274.10 3235-0175

Form N-2 274.11a-1 3235-0026

Form N-3 274.11b 3235-0316

Form N-4 274.11c 3235-0318

Form N-6 274.11d 3235-0503

Form N-8B-2 274.12 3235-0186

Form N-8B-4 274.14 3235-0247

Form N-6F 274.15 3235-0238

Form 24F-2 274.24 3235-0456

Form N-18F-1 274.51 3235-0211

Form N-54A 274.53 3235-0237

Form N-54C 274.54 3235-0236

Form N-CEN 274.101 3235-0729

Form N-27E-1 274.127e-1 3235-0545

Form N-27F-1 274.127f-1 3235-0546

Form N-CSR 274.128 3235-0570

Form N-PX 274.129 3235-0582

Form N-PORT 274.150 3235-0730

Form N-17D-1 274.200 3235-0229

Form N-MFP 274.201 3235-0657

Form N-8F 274.218 3235-0157

Form N-17F-1 274.219 3235-0359

Form N-17F-2 274.220 3235-0360

Form N-23c-3 274.221 3235-0422

Form N-CR 274.222 3235-0705

Form N-RN 274.223 3235-0754

Form ID 274.402 3235-0328

Form SE 274.403 3235-0327

Rule 0-2 275.0-2 3235-0240

Rule 203-3 275.203-3 3235-0538

Rule 203A-2(d) 275.203A-2(d) 3235-0689

Rule 203A-2(e) 275.203A-2(e) 3235-0559

Rule 204-2 275.204-2 3235-0278

Rule 204-3 275.204-3 3235-0047

Rule 204-5 275.204-5 3235-0767

Rule 204A-1 275.204A-1 3235-0596

Rule 206(3)-2 275.206(3)-2 3235-0243

Rule 206(4)-1 275.206(4)-1 3235-0784

Rule 206(4)-2 275.206(4)-2 3235-0241

Rule 206(4)-3 275.206(4)-3 3235-0242

Rule 206(4)-6 275.206(4)-6 3235-0571

Rule 206(4)-7 275.206(4)-7 3235-0585

Form ADV 279.1 3235-0049

Schedule I to Form ADV 279.1 3235-0490

Form ADV-W 279.2 3235-0313

Form ADV-H 279.3 3235-0538

Form 4-R 279.4 3235-0240

Form 5-R 279.5 3235-0240

Form 6-R 279.6 3235-0240

Form 7-R 279.7 3235-0240

Form ADV-E 279.8 3235-0361

Form PF 279.9 3235-0679