GroundRules
17 CFR 201.1103: Notice of proposed plan and opportunity for comment by non-parties.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 201—RULES OF PRACTICE
- Subpart F—Fair Fund and Disgorgement Plans
Notice of a proposed plan of disgorgement or a proposed Fair Fund plan shall be published on the SEC website and in such other publications as the Commission or the hearing officer may require. The notice shall specify how copies of the proposed plan may be obtained and shall state that persons desiring to comment on the proposed plan may submit their views, in writing, to the Commission.
Collected 2026-08-27T02:24:31Z. Source file · JSON