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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 202.8: Small entity compliance guides.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 202—INFORMAL AND OTHER PROCEDURES

The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:

(a) Q & A: Small Business and the SEC. 1

(b) The Work of the SEC. 1

(c) Broker-Dealer Registration Package.

(d) Investment Adviser Registration Package.

(e) Investment Company Registration Package.

(f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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