GroundRules
← Search the law
Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 239.15A: A Form N-1A, registration statement of open-end management investment companies.

Read at publisher ↗
Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
  4. Subpart A—Forms for Registration Statements

Form N-1A shall be used for the registration under the Securities Act of 1933 of securities of open-end management investment companies other than separate accounts of insurance companies registered under the Investment Company Act of 1940 (on form N-1) (§ 270.11 of this chapter). This form is also to be used for the registration statement of such companies pursuant to section 8(b) of the Investment Company Act of 1940 (§ 270.11A of this chapter). This form is not applicable for small business investment companies which register pursuant to §§ 239.24 and 274.5 of this chapter.

Collected 2026-08-27T02:24:31Z. Source file · JSON

Browse this collection