Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 239.200: Form 1-E, notification under Regulation E.

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Title 17—Commodity and Securities Exchanges
CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Subpart B—Forms Pertaining to Exemptions

This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).

Collected 2026-08-27T02:24:31Z. Source file · JSON

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