GroundRules
← Search the law
Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 240.12d1-5: d1-5 Operation of certification on subsequent amendments.

Read at publisher ↗
Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934

If an amendment to the application for registration of a security is filed with the exchange and with the Commission after the receipt by the Commission of the certification of the exchange approving the security for listing and registration, the certification, unless withdrawn, shall be deemed made with reference to the application as amended.

Collected 2026-08-27T02:24:31Z. Source file · JSON

Browse this collection