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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 240.3a12-12: a12-12 Exemption from certain provisions of section 16 of the Act for asset-backed securities.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  4. Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934

Asset-backed securities, as defined in § 229.1101 of this chapter, are exempt from section 16 of the Act (15 U.S.C. 78p).

Collected 2026-08-27T02:24:31Z. Source file · JSON

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