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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 240.3b-2: b-2 Definition of “officer”.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  4. Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934

The term officer means a president, vice president, secretary, treasury or principal financial officer, comptroller or principal accounting officer, and any person routinely performing corresponding functions with respect to any organization whether incorporated or unincorporated.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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