GroundRules
← Search the law
Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 249.1200: Form X-17F-1A—Report for missing, lost, stolen or counterfeit securities.

Read at publisher ↗
Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
  4. Subpart M—Forms for Reporting and Inquiry With Respect to Missing, Lost, Stolen, or Counterfeit Securities

This form is to be filed with the Commission or its designee pursuant to paragraph (c) of § 240.17f-1 of this chapter by all reporting institutions subject to section 17(f)(1) of the Securities Exchange Act of 1934.

Collected 2026-08-27T02:24:31Z. Source file · JSON

Browse this collection