GroundRules
17 CFR 249.1701: Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
- Subpart R—Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities
This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.
Collected 2026-08-27T02:24:31Z. Source file · JSON