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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 249.509: Form 9-M, consent to service of process by a partnership nonresident broker-dealer.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
  4. Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets

This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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