GroundRules
17 CFR 249.640: Form ATS-N, information required of NMS Stock ATSs pursuant to § 242.304(a) of this chapter.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
- Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
This form shall be used by every NMS Stock ATS to file required reports under § 242.304(a) of this chapter.
Collected 2026-08-27T02:24:31Z. Source file · JSON