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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 249b.200: b.200 Form CA-1, 1 form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

This form shall be used for application for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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